Senior Compliance Associate, Open to Part-time/ Job Share (£80k FTE DOE)

Location London | Richmond
Flex Type Part Time
Role Basis Permanent
Salary £80,000
Company Flexible Working People

Our client is an asset manager specialising in launching and accelerating funds in partnerships with carefully selected portfolio managers.

They are looking for Senior Compliance Associate(s) to join the Compliance Team reporting to the Head of Compliance. The role is broad.  It combines regular compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring in Enfusion, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:

  • General Compliance Monitoring
  • Thematic Reviews } Trade Surveillance (we use TZ Trade Surveillance system)
  • Communications surveillance (we use SteelEye)
  • Managing about 600 pre-and post trade investment restriction rules in the Enfusion Compliance Module (trade restrictions)
  • Ad Hoc queries

Requirements and Technical Skills:

  • Minimum of two years of work experience in compliance, ideally buy-side.

The following experience is beneficial to the role:

  • General compliance monitoring experience } Monitoring memo writing
  • Trade surveillance experience
  • Knowledge of AIFMD and UCITS

Working Pattern

This is a full-time role, but we are open to flexible arrangements, including splitting the role between two part-time Compliance Associates.

The responsibilities naturally divide into two core areas:

  • Trade Surveillance & Communications Surveillance – This element requires real-time, daily oversight and would suit someone available for a few hours each weekday.

  • Compliance Monitoring – This part of the role is more complex but less time-sensitive, with a different rhythm. It involves deeper thematic reviews and structured monitoring tasks, which could be completed over 2–3 days per week or spread over several hours each day.

We welcome applicants seeking part-time opportunities, job shares, or flexible working patterns.

The offices are based on Gresham Street, London EC2. Open to fully remote working with a preference to attend the office one day per week to support collaboration and team connection.

Salary: £80,000 per annum (full-time equivalent)
We’re happy to discuss pro-rated salaries for part-time or flexible arrangements. Compensation will reflect experience and scope of responsibility.

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